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EU AI Act11 min read24 June 2026

EU AI Act Compliance Checklist: Every Obligation for Providers and Deployers in 2026

The EU AI Act imposes different obligations depending on whether you're a provider or deployer, and which risk tier your AI system falls into. Here's the full obligations map — from prohibited practices and transparency to technical documentation, conformity assessment, and GPAI requirements.

Who this guide is for

The EU AI Act (Regulation 2024/1689) is now fully in force for prohibited practices (August 2024), GPAI model obligations (August 2025), and high-risk AI systems under Annex III (August 2026 for most categories, August 2027 for Annex I product-embedded AI). If you build or deploy AI systems that affect EU users, this guide gives you a structured obligations map — organised by risk tier and role.

Two key roles under the Act:

  • Provider: develops an AI system and places it on the EU market or puts it into service in the EU — including as an integrated component of a product or service
  • Deployer: uses an AI system in the course of a professional activity (not the developer; the user organisation)

A SaaS company that builds and sells an AI-powered product is a provider. A company that uses OpenAI, Anthropic, or another model via API and deploys the resulting system to its customers is typically a deployer of the foundation model — but a provider of its own AI-powered application. The distinction matters because provider obligations are more extensive.

The four risk tiers

Risk TierWhat it coversKey obligationsFine exposure
UnacceptableProhibited AI practices — social scoring by public authorities, subliminal manipulation, real-time biometric in public spaces (most uses), emotion inference at work/schools, scraping facial images for recognition databases, predictive policing from profilingProhibited — do not build or deployUp to €35M or 7% global turnover
High-Risk (Annex III)8 use case areas: biometrics, critical infrastructure safety, education & vocational training, employment & HR, access to services (credit, benefits), law enforcement, migration & border, justice & democratic processesRisk management system, data governance, technical documentation, logging, transparency, human oversight, accuracy/robustness, conformity assessment, CE marking, registration, post-market monitoringUp to €15M or 3% global turnover
Limited RiskChatbots, AI-generated content (deepfakes), emotion recognition (not high-risk context), AI content recommendation systemsArt. 50 transparency obligations: disclose AI interaction to users, label AI-generated contentUp to €7.5M or 1.5% global turnover
Minimal RiskSpam filters, AI in video games, content recommendation (most), B2B analytics tools that don't affect natural personsAI literacy (Art. 4) only — train staff who work with AI; voluntary compliance with codes of practiceMinimal — but Art. 4 is mandatory

Providers vs deployers: obligations comparison

ObligationArticleProviderDeployer
Risk management system (lifecycle)Art. 9✅ Required
Data governance for training dataArt. 10✅ Required
Technical documentation (Annex IV)Art. 11✅ Required
Automatic logging capabilityArt. 12✅ Required (build in)✅ Retain ≥6 months
Transparency / instructions for useArt. 13✅ Required
Human oversight measuresArt. 14✅ Build in✅ Implement measures
Accuracy, robustness, cybersecurityArt. 15✅ Required
Quality management systemArt. 17✅ Required
Conformity assessment (Annex VI/VII)Art. 43✅ Required
EU Declaration of Conformity + CE markingArt. 47-48✅ Required
Registration in EU AI databaseArt. 49✅ Required⚠️ Annex III §1, 6, 7 only
DPIA where GDPR Art. 35 triggeredArt. 26(6)✅ Required
Inform employees of AI use (employment context)Art. 26(7)✅ Required
Disclose AI interaction (chatbots)Art. 50(1)✅ Required✅ Required
Label AI-generated content (deepfakes)Art. 50(2)✅ Required
Post-market monitoring systemArt. 72✅ Required
Serious incident reportingArt. 73✅ Required✅ Required
AI literacy training for staffArt. 4✅ Required (all)✅ Required (all)

Art. 50 transparency: what limited-risk companies must do right now

If your product includes a chatbot, voice assistant, or any AI designed to interact with natural persons, Art. 50(1) requires you to ensure users are informed they are interacting with an AI — unless it is obvious from context (e.g. a clearly labelled robot with no attempt to mimic human appearance or voice).

Practically, this means:

  • A clear disclosure on the chat interface: "You are chatting with an AI assistant"
  • Not using a human name and avatar that implies a real person
  • Disclosure on first interaction — not buried in the privacy policy

If your product generates or manipulates images, audio, or video content, Art. 50(2) requires that content to be labelled in a machine-readable format as AI-generated. This applies to deepfake generators, image synthesis tools, voice cloning, and AI video creation tools.

High-risk AI: Annex III use cases SaaS founders most often misjudge

The most commonly misclassified use cases:

Employment and HR tools (Annex III §4): Any AI used in recruitment, CV screening, interview performance assessment, employee performance monitoring, promotion decisions, or task allocation falls under high-risk. If you sell to HR departments and your AI evaluates candidates or employees — you are a provider of a high-risk AI system. This applies regardless of whether a human makes the final decision.

Access to services — credit scoring (Annex III §5(b)): AI used to evaluate creditworthiness, determine credit scores, or affect access to financial services is high-risk. FinTech companies integrating AI into underwriting workflows need to treat this carefully.

Educational assessment (Annex III §3): AI that determines access to educational institutions, evaluates learning outcomes, or assesses students is high-risk. EdTech companies with AI assessment features should review this category carefully.

GPAI model obligations: what's live since August 2025

General Purpose AI (GPAI) models — foundation models and LLMs — have been subject to Art. 53 obligations since August 2025. If you are a GPAI model provider (not just a deployer of someone else's model), you must:

  1. Technical documentation (Annex XI): General description of the model, training methodology, training data categories, evaluation results, known limitations
  2. Information for downstream providers (Annex XII): Sufficient information for companies building on your model to comply with their own AI Act obligations
  3. Copyright policy: Document your approach to EU copyright compliance, including your opt-out mechanism for text and data mining under Art. 4 Directive 2019/790
  4. Training content summary: Publish a sufficiently detailed summary of training data used

For GPAI models designated as having systemic risk (trained with more than 10^25 FLOPs, or designated by the Commission), additional obligations under Art. 55 apply: adversarial testing through red-teaming, incident reporting to the Commission, and cybersecurity measures.

Most companies using existing GPAI models via API (OpenAI, Anthropic, Google, Mistral) are deployers of GPAI models, not providers. The Art. 53 obligations fall on OpenAI, Anthropic, and Google — not on the SaaS application built on top of them.

AI literacy (Art. 4): the obligation everyone forgets

Art. 4 is mandatory for all providers and deployers, regardless of risk tier. It requires that providers and deployers ensure their staff and persons working on their behalf have sufficient AI literacy — appropriate to their role, technical knowledge, and the context of the AI systems they work with.

For most SaaS companies, this means:

  • Staff involved in building AI features need to understand AI Act risk classification, prohibited practices, and their specific obligations
  • Staff deploying AI tools internally (e.g. using AI for HR screening) need to understand the deployer obligations and the specific AI system they're using
  • Training records should be kept as evidence

EU AI Act and GDPR: the intersection

ScenarioEU AI Act ObligationGDPR Obligation
High-risk AI processes personal dataArt. 9-15 (full high-risk requirements)Art. 35 DPIA may be triggered (required by deployer)
Automated decision-making with legal effectsArt. 26(6) deployer DPIA obligation; Art. 14 human oversightArt. 22 — right to human review, to contest, lawful basis
GPAI training on personal dataArt. 10 data governance; Art. 53 training data summaryArt. 6 lawful basis; Art. 9 special category; Art. 5 data minimisation
Chatbot interacting with customersArt. 50(1) disclose AI natureArt. 13 transparency — disclose processing in privacy notice
Bias in AI training dataArt. 10(2)(f) examine datasets for discriminatory biasesArt. 5(1)(a) fairness; Art. 35 DPIA for high-risk processing

Minimum viable compliance checklist for SaaS founders

StepActionApplies toEffort
1Classify your AI system(s) into the correct risk tierAll1-2 days
2Check for prohibited practices — confirm you're not building anyAllHalf day
3Add chatbot/AI interaction disclosure to all user interfaces (Art. 50)Limited Risk +1 day dev
4Train staff on AI literacy — document it (Art. 4)All1 day
5Draft and maintain technical documentation (Annex IV) for high-risk systemsHigh-Risk1-2 weeks
6Implement risk management system (lifecycle documentation)High-Risk2-4 weeks
7Conduct conformity assessment and draw up EU Declaration of ConformityHigh-Risk1-3 months
8Register in EU AI database before placing on marketHigh-Risk Provider1 day
9Establish post-market monitoring system and incident reporting procedureHigh-Risk1-2 weeks
10Conduct DPIA (as deployer) if high-risk AI processes personal dataHigh-Risk Deployer1-2 weeks

Use the EU AI Act Compliance Checklist Generator to run a scored self-assessment mapped to your role and risk tier. The AI Risk Register Generator helps document risks for high-risk AI systems. If automated decision-making is involved, the AI Privacy Impact Assessment Generator covers the GDPR Art. 35 DPIA requirement.